Describe the place of ethical principles,behaviours and codes in the financial servive industry?

Asked May 26, 2010
There are various existing codes of conduct in the financial sector. They range in content from general statements of principle about how the financial services industry operates, to listing specific industry practices which are guaranteed by the code. Existing codes either contain minimum standards or standards which are aimed at best practice. They also differ in other respects, including whether or not they provide a method of dispute resolution or any sanctions for non-compliance with the code.
Answered Apr 25, 2018

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